Meta-Analysis of Randomized Controlled Trials Involving Anterior Shoulder Instability

Kavin Khatri1, *, Hobinder Arora2, Sanjay Chaudhary2, Darsh Goyal3
1 Department of orthopaedics, GGS Medical College, Faridkot, India
2 Department of community medicine, GGS Medical College, Faridkot, India
3 Department of orthopaedics, Sport injury center, Safdarjung Hospital, New Delhi, India

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© 2018 Khatri et al.

open-access license: This is an open access article distributed under the terms of the Creative Commons Attribution 4.0 International Public License (CC-BY 4.0), a copy of which is available at: ( This license permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

* Address correspondence to this author at the Department of orthopedics, GGS medical college, Faridkot India. Pin code -151203, Tel: 07837540662, E-mail:



Arthroscopic repair is gaining popularity over open repair for the treatment of bankart lesions. The study aims to evaluate the outcome of arthroscopic repair with open repair in randomised controlled trials conducted comparing the two techniques.


We searched the Cochrane library, PubMed and EMBASE up to December 2017 for clinical trials comparing the outcomes of arthroscopic bankart repair with open bankart repair. We used fixed or random effects model depending upon heterogenicity. Dichotomous variables were presented as Risk Ratios (RRs) with 95% Confidence Intervals (CIs), and continuous data were measured as measured differences with 95% CIs.


Five studies were included, with sample size ranging from 42 to 196. Fixed effect analysis showed that the shoulder was more stable in open repair (RR=0.897, 95% CI: 0.821 to 0.980, P= 0.94) but the loss of external rotation at shoulder joint was also higher in those had open repair (RR=0.325, SMD=-0.411, 95% CI: -1.229 to 0.407). The functional outcome assessed by Rowe score was better in open repair (P=0.325). The operative time was lesser in arthroscopic repair but was not statistically significant (P=0.085).


Our meta-analysis showed that the use of arthroscopic repair though offers better shoulder movement but the open repair is superior in terms of shoulder stability.

Keywords: Arthroscopic, Shoulder, Bankart, Anterior instability.


Treatment of choice for Bankart lesion with anterior shoulder instability is mired with controversy even with the introduction of newer and advanced surgical techniques. Bankart had advocated the anatomical repair of the capsulolabral complex [1, 2]. Traditional open bankart repair has been accepted as standard in treating this condition by many surgeons [2]. Open bankart repair has shown to improve shoulder joint stability with low recurrence and failure rate [3, 4]. In last decade, the arthroscopic repair has gained popularity in the treatment of this injury. Advantages like shorter hospital stay, early rehabilitation, lower complication rate and lesser soft tissue damage in comparison to open techniques has worked in its favour [5, 6]. However, the higher incidence of redislocation has been noted with the arthroscopic techniques [6, 7].

Several studies have compared the benefit of either technique over the other but the published data lack powerful evidence [8-11]. Randomised trials have been conducted in recent years to establish the superiority of one technique over another [4, 6]. The high recurrence rate which was earlier reported with the arthroscopic techniques has now shown to decrease over the time [9]. The aim of the current study was to conduct a meta-analysis of randomised control trails comparing the results of traditional open bankart repair and arthroscopic bankart repair in traumatic anterior shoulder instability. The study shall obtain the best evidence in managing the cases of anterior shoulder instability.


2.1. Data Sources

The review was conducted in accordance with guidelines prescribed in Cochrane handbook for systemic review and meta-analysis of interventions. We searched Medline PubMed, Embase and Cochrane library for published data using the following medical subject heading terms (mesh), keywords and their combinations: open bankart repair, anterior shoulder instability, Bankart repair, suture anchors, arthroscopic Bankart repair, Bankart lesion, dislocation, and subluxation. The search was limited to studies in humans published in English literature. The bibliographies of the retrieved articles and other relevant publications, including reviews and meta-analysis, were cross-referenced for additional information and articles. The following Web sites were searched to identify the unpublished data and ongoing studies: Current Controlled Trials (; Trials Central ( and Center Watch ( The bone and joint journal (, the journal of bone and joint surgery ( and the American Academy of Orthopaedic Surgeons ( were searched manually.

2.2. Eligibility Criteria:

All randomized control clinical trials published in English literature comparing the open bankart repair with arthroscopic bankart repair were included in the study. We excluded cadaveric, biomechanical studies and studies that provided insufficient information on population characteristics, surgical procedure, or outcome.

2.3. Study Identification and Data Extraction

Two authors (KK and HA) independently screened all the titles and abstracts identified from the search strategy. The articles were then reviewed again by other authors (SC, DG) against the predefined criteria. The authors (KK and HA) then independently reviewed each shortlisted paper. Each reviewer extracted data on a predefined database. The two databases were then compared. Disagreement between the authors was resolved by discussion. The methodological quality of each Randomized Controlled Trial (RCT) was assessed using Physiotherapy Evidence Database (PEDro) scale [12].

2.4. Outcome Measures

Four parameters namely shoulder stability, loss of external rotation, functional outcome and surgical time were assessed. The shoulder was considered stable if there was no episode of dislocation after surgical intervention. External rotation is the mostly affected after bankart repair. The assessment of the external rotation was carried out with shoulder in abduction. the functional outcome was measured using Rowe score [13]. Rowe score consists of a total of 100 points divided into three spheres: (a) stability, which included a total 50 points; (b) mobility, which corresponds to 20 points; (c) function, which included 30 points. The score is considered excellent between 90 to 100 points, good between 89 and 75 points, fair ranging between 74 and 51 points and poor below 50 points. The operative time was calculated from the time of skin incision to closure.

2.5. Statistical Analysis

The statistical analysis was carried out by the single author (KK) using Review Manager 5.3 (Nordic Cochrane Centre, Cochrane Collaboration 2009, Copenhagen, Denmark). The Chi square test was performed to evaluate heterogeneity of the data and was determined to be significant at χ2>50%. A fixed-effect model was used when the heterogeneity was not significant and random-effects model was used if the significant heterogeneity was noticed. Funnel plot was used to evaluate the publication bias. A probability of p<0.05 was determined as significant, and 95% confidence intervals (CIs) were also calculated.


2361 abstracts were obtained based upon the search strategy. We identified 68 articles that had comparison between arthroscopic bankart repair and open bankart repair. They were scrutinised based upon the inclusion criteria and five studies were included in the final assessment [13-17]. Only level one studies (randomised controlled trails) were included in the meta-analysis. The methodological quality of studies was assessed using Physiotherapy Evidence Database (PEDro) scale and has been tabulated in Table I.

Table I. Basic characteristics of the studies included in meta-analysis.
Study No. of Patients Sex (male/female) Mean Age (in years) Mean Delay in Surgery (months) Mean Follow up Period (months)
Ac Open Ac Open Ac Open Ac Open Ac Open
Sperber et al (2001) [13] 30 26 40 16 25 27.5 57.6 42 24 24
Fabbriciani et al (2004) [14] 30 30 50 10 24.5 26.8 25.3 20.2 24 24
Bottoni et al (2006) [15] 32 29 60 1 25.2 25.1 35.1 41.6 28.5 30
Netto NA et al (2012) [16] 17 25 16 21 27.5 30.8 45.7 62.9 37.5 37.5
Mohatadi et al (2014) [17] 98 98 160 36 27.2 27.8 54 75 24 24
Ac: arthroscopic technique; open: open technique

The number of patients included in these randomized controlled trials ranged from 42 to 196. A total of 415 patients were enrolled in the randomized controlled trials, including 331 men (79.75%) and 84 women (20.24%). The mean age ranged from 24.5 to 30.8 years. The details are shown in Table 2.

Table 2. Assessment of studies on Physiotherapy Evidence Database (PEDro) critical appraisal scale.
Criteria Sperber et al (2001)13 Fabbriciani et al (2004)14 Bottoni et al (2006)15 Netto NA et al (2012)16 Mohatadi et al (2014)17
Were eligibility criteria clearly specified yes yes yes yes yes
Random allocation of subjects yes yes yes yes yes
Concealment of allocation Yes yes yes yes yes
Similarity in groups regarding baseline characteristics yes yes yes yes yes
Blinding of all subjects no no no no no
Blinding of all clinicians no no no no yes
Blinding of all assessors no no yes no no
Adequate follow up yes yes yes yes yes
Intention to treat analysis no no no no yes
Reporting of statistical results between groups yes yes yes yes yes
Provision of point measure and measures of variability yes yes yes yes yes
Total score 7 8 9 7 9

3.1. Statistical Analysis

The statistical analyses were conducted using Review Manager 5.3. The dichotomous data were analysed by MH Risk Ratios (RR), and continuous data by Weighted Mean Difference (WMD), both with 95% Confidence Intervals (CIs). Chi-squared test was performed to evaluate heterogeneity of studies. Funnel plot was used to evaluate the publication bias (Fig. 1).

3.2. Shoulder Stability:

The stability at shoulder joint was assessed using fixed-effects model Fig. (2). A statistically significant difference was observed between the OBR and the ABR group in respect to shoulder stability (P=0.016, RR=0.897, 95% CI: 0.821 to 0.980). The OBR group had better shoulder stability in comparison to ABR.

Fig. (1). Funnel plot of standard error by MH log risk ratio.

Fig. (2). The stability at shoulder joint was assessed using fixed-effects model.

3.3. Loss of External Rotation at Shoulder

Loss of external rotation at shoulder joint is seen after bankart repair. Using random effect model, the result of analysis revealed a better range of motion in patients managed with ABR, compared to those with OBR (P=0.325, SMD=–0.411, 95% CI: –1.229 to 0.407) but the results were not statistically significant Fig. (3). The external rotation is observed to decrease more after OBR.

3.3. Functional Outcome

Various parameters like Rowe score [18], Constant score [19], University of California, Los Angeles(ULCA) shoulder score [20], Western Ontario Instability Index (WOSI) score [21] were noted in studies to assess the functional outcome. However, due to lack of universally acceptable functional outcome assessment measures in shoulder, the comparison between the studies was difficult. The meta-analysis using fixed effects model Fig. (4) revealed a statistically significant difference between the two treatment strategies (P=0.035). The functional outcome is better in open bankart repair. The analysis result, however, needs to be interpreted cautiously due to lesser number of studies.

Fig. (3). The external rotation is observed to decrease more after OBR.

Fig. (4). The meta-analysis using fixed effects model.

3.4. Surgical Time

Intraoperative surgical time included time of incision to complete wound closure. There was no statistically significant difference between the two groups (P=0.085, SMD=–2.036, 95% CI: –4.353 to 0.280) Fig. (5). However, arthroscopic procedure was performed in a shorter time as compared to open bankart repair.

Fig. (5). Arthroscopic procedure.


The present study has shown that the Arthroscopic Bankart Repair (ABR) offers better shoulder movement but open repair is superior in terms of shoulder stability. Open Bankart Repair (OBR) is considered as gold standard in the management of a case of shoulder instability. The technique described by Rowe et al. [2] has stood the test of time. OBR involves the dissection of subscapularis and humeral capsule to identify the detachment portion of the labrum which then can be attached using various techniques.

ABR aims to achieve all the benefits of OBR without the bad effects like pain, blood loss and longer time for rehabilitation. The initial results of ABR were discouraging with higher rate of redislocation [22, 23]. The principal reasons for failure were inability to identify associated bony lesions, significant learning curve, failure to address capsular laxity [24, 25].

In the recent years, there has been significant improvement in the results obtained with ABR and hence debate is again shifting to consider it as equivalent to OBR. In the past, few meta- analysis has been conducted comparing the results between two techniques however none has included randomised controlled trials exclusively to formulate the opinion [4, 22].

In the meta-analysis, it was seen that the patients who had ABR were better in terms of external rotation at shoulder in comparison to patients who had undergone OBR [22].

The strength of our meta- analysis is that we had included only randomised control trails for analysis. With our strict inclusion criteria, only five studies with 415 subjects were considered. Combining and evaluating the results between 207 cases of ABR and 208 cases of OBR, we found lower rates of redislocation in ABR and the results were statistically significant (P=0.016).

The limitations of the study were non-homogenous populations and different studies have stressed on different outcome measurement assessment scales thus making comparison difficult variability in outcome assessment measurement. Factors like level of individual activity, degree of instability (dislocation vs instability) were not reported in each study. The sample size was relatively small except in one study by Mohatadi et al. [17] The level of expertise also varies considerably in various surgeons opting for either ABR or OBR.


The study observed lower range of motion but better shoulder stability in OBR group. However, the difference was not statistically significant in terms of movement at shoulder joint but the stability was certainly better than arthroscopic group. Larger randomised controlled trials are needed to draw strong conclusions regarding the superiority of one technique over the other.


Not applicable.


The authors declare no conflict of interest, financial or otherwise.


The authors and their immediate families did not receive any financial payments or other benefits from any commercial entity related to the subject of this article.


The authors thank Mr. Baltej Singh, statistician, department of community medicine, Guru Gobind Singh Medical College, Faridkot, India for help in conducting statistical analysis.


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